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Who we are

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Established in 2010 with a focus on raising the standards of the investment industry, Phocion Investment Services Inc. is a professional services company specialized in Performance, Due Diligence and Compliance. Our services span the entire spectrum of their respective disciplines and are designed to provide the knowledge required to improving investment operations.

Phocion’s Performance services address the increased demand for greater transparency and stricter controls, in addition to providing a window into portfolio management decisions. A solid performance culture not only significantly reduces reputational risk for a firm, but also provides investors the confidence required to grow with their managers. Our Performance services include:

  • GIPS® Implementation
  • GIPS® Maintenance
  • Institutional Performance Advisory
  • Performance Audit
  • Performance Management
  • Performance Operations
  • Performance Training

Phocion’s Due Diligence services manage capital risk. Our services include:

  • Operational Due Diligence
  • High Net Worth Advisory

Phocion’s Compliance services address the increasing regulatory demands. Our compliance services include:

  • Anti-Money Laundering
  • Chief Compliance Officer Support
  • Compliance Program Review
  • Compliance Training
  • United States Regulatory Compliance

Phocion was founded during the financial crisis, a period of great uncertainty for investors and the global economy; a period during which investors and the global economy suffered significant financial losses – losses which could have been mitigated through performance oversight and operational controls assessment. Our objective is to bring clarity to the complexities of the investment industry and to assist at improving operations. With our team’s proven track record and the firm’s core pillars of honesty, accountability and excellence in service, we are the industry’s trusted partner to improve its processes.