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Operational due diligence

Operational due diligence

Phocion offers independent, enhanced operational due diligence services that evaluate the operational strengths and weaknesses of each investment manager and its funds.  Our comprehensive approach offers a thorough review to guide in the investment decision making process and includes:

  • Review of the firm’s key documents such as offering documents, financial statements, marketing material and performance reports
  • On-site review of the investment manager’s premises, with a focus on their control environment
  • Assessment of the control environment regarding the firm’s key service providers
  • Review of the performance infrastructure
  • Detailed report identifying strengths and weaknesses
  • Periodic and annual on-going due diligence