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Chief compliance officer support

Chief compliance officer support

Certain industry participants seek to adhere to best operating practices but do not have the resources to engage someone internally on a full time basis. As an alternative they can engage Phocion to perform Chief Compliance Officer (“CCO”) support services. Our engagement is compelling in that we can:

  • Provide independence and objectivity to your compliance needs
  • Assist in distinguishing your firm from others that do not adopt industry best practices
  • Represents a flexible and highly-professional solution for your compliance department
  • Keep your firm on top of increasingly strict industry requirements
  • Liaise with regulatory authorities on your behalf