514 564-9955

Archive for août 2017

14 août, 2017

The Tug of War Between Portfolio Managers and Analysts – What Investors Want to See

The due diligence process offers managers the opportunity to showcase all components of their operations, from front office decision-making to back office policies and procedures. The dynamic between portfolio manager and analysts is a component that investors prioritize to understand. Clearly there is no « one-size-fits-all » solution as each manager has its own distinct firm culture.
1 août, 2017

Your Compliance Program Must Go Beyond Regulator Requirements

We often encounter managers that do not comprehend the critical role that their compliance culture can play in driving assets under management higher. Rather than embrace their compliance program as an opportunity to offer investors another distinguishing feature about their business, they view compliance as a source of cost-cutting.  In so doing they are unknowingly